Blogs about: Australian Securities And Investments Commission

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What would you do with $159 million?

jacobhorner8092 wrote 2 weeks ago: Sean Fabry, a Private Client Manager at NAB Private Wealth, has worked with a lottery winner here in … more →

Tags: find a financial planner, banksia, Best Moves, Capital Gains, capital loss, Cautious, Charities, executive chairman, Financial Advice

SHARP RISE IN DATA SCRUTINY - December 1 2012

Jumpin' Jack Cash wrote 3 weeks ago: -  Australian law enforcement and government agencies have sharply increased their access without wa … more →

Tags: Crime Statistics, crime legislation, Australian Federal Police, AFP, Victoria Police, NSW Police, ASIO, Centrelink, australian crime commission

An International Outlook for the SEC

Jason Parsont wrote 1 month ago: Commissioner Walter delivered the below remarks on March 24, 2013 to the Australian Securities and I … more →

Tags: International Developments, Securities Regulation, Elise Walters, internation regulation, ISCLO, SEC

Investors must wait another week for Southern Financial Group funds

joycebridges6068 wrote 1 month ago: INVESTORS in the Southern Financial Group will have to wait another week to get access to their fund … more →

Tags: financial planner Carlton, financial planning, financial planner adelaide, financial planners adelaide, Investors, Financial Advisor, assets, financial planning adelaide, bendigo

ASIC Claims Fears about High-Frequency Traders in Australia Appear to be Largely Exaggerated

Admin wrote 2 months ago: Australian Securities and Investments Commission (ASIC) The corporate regulator says fears about hig … more →

Tags: Breaking News, dark pools, Equity Markets, Finance 2, High-frequency trading, Practitioners, Regulatory Updates, asic, Australia

Invitation to the Australian Regulatory Summit in Sydney2 comments

Thomson Reuters GRC wrote 2 months ago: Thomson Reuters Governance, Risk & Compliance is pleased to invite you to the inaugural of Austr … more →

Tags: Events, Compliance, governance, Risk, Thomson Reuters Accelus, RBA, Company Secretaries, Reserve Bank of Australia, asic

GANGSTER'S PARTNER,LOVER AND $40M DEAL - Friday August 24 2012

Jumpin' Jack Cash wrote 2 months ago: - Tony Mokbel’s former lover and his business partner are accused of trying to muscle in on a … more →

Tags: Fraud, theft, corporate crime, forgery, tony mokbel, asic, Danielle McGuire, Essendon, jennifer shaw

Mining Boss, Terry Burguess, Raises Alarm on High-frequency Trading1 comment

cbasdeo09 wrote 3 months ago: According to Business Day’s Peter Ker, fears that high-frequency trading might be undermining … more →

Tags: Regulatory Updates, Finance 2, High-frequency trading, Wall Street, high frequency trading, hft, Australia, Speed Trading, asic

Australian Greens' praise for anti-coal hoax proves their extremism, says Coalition Senator Abetz

Craig Hill wrote 4 months ago: Senator Eric Abetz The Coalition has labelled the Greens the ”epitome of extremism” for … more →

Tags: Australian Current Affairs, Australia, Lee Rhiannon, Christine Milne, Eric Abetz, Nathan Tinkler, australia and new zealand banking group, Frontline Action Coal, jonathon moylan

A New Year, A New Owner?2 comments

notthefootyshow wrote 4 months ago: Perth Glory’s 1-0 defeat at the hands of the Central Coast Mariners on New Year’s Eve ma … more →

Tags: Football, Alessandro del piero, Asian Champions League, Australian Stock Exchange, Australian Tax Office, benny elias, Bernie Ibini, Bluetongue Stadium, cape lambert

What would you do with $159 million?

aprilsaunders6490 wrote 4 months ago: Sean Fabry, a Private Client Manager at NAB Private Wealth, has worked with a lottery winner here in … more →

Tags: financial planner Newcastle, Financial Advice, Financial Advisor, Superannuation, financial advisory services, Investments, Investors, investment decisions, Risks

Money and Your Life

francissimmons2478 wrote 5 months ago: Money & Your Life is a unique TV show, dedicated to helping everyday Aussies get their finances … more →

Tags: financial advisor brisbane, financial planning, financial planner, Financial Planners, financial planning adelaide, financial planners adelaide, Capital Gains Tax, Show, monday night

Financial advisor sentenced for $400000 theft

nataliegoldstein6066 wrote 5 months ago: A former financial advisor has been sentenced to 41 months after stealing nearly $400,000 in commiss … more →

Tags: find financial planners, financial planner Sydney, asic, Financial Advice, Life Insurance, Policies, Financial Advisor, Heathwood, Insurance

Understanding financial planning qualifications in Australia ...

thomasmoran6153 wrote 5 months ago: Nearly every single day I get asked to explain the qualifications needed to be a financial planner s … more →

Tags: Visit source site, financial planner, financial planning, Financial Planners, the-financial, financial services, Specialist, Tier, asic

riskinfo News Adviser Banned for Five Years

johnnyhorn8522 wrote 6 months ago: A Brisbane-based financial adviser has been banned for five years, after she failed to disclose fees … more →

Tags: good financial planners ashfield, financial services, financial planning brisbane, financial planners brisbane, financial advisor brisbane, financial planner brisbane, financial planning perth, financial planner perth, financial planners perth

Changes on MLC Insurance Offerings

rodneypeters5161 wrote 6 months ago: After changes made in March and May, MLC Insurance of the National Australia Bank has made more chan … more →

Tags: keep reading, Financial Advice, financial planning, Financial Planners, Critical Illness, Permanent Disability, Critical Illness Cover, Total & Permanent Disability, Savings

Spring Cleaning in Australia1 comment

TRACE wrote 8 months ago: Today the Independent Commission Against Corruption of New South Wales, Australia “(ICAC”) issued a … more →

Tags: trace, Australia, bribery, corruption, ICAC, Securency, asic, Note Printing Australia, NPA

Oil for Food...encore2 comments

TRACE wrote 11 months ago: Like so many companies, the Australian Wheat Board Limited (“AWB”) and its subsidiary, Australian Wh … more →

Tags: Australia, iraq, trace, United Nations, OFFP, investigations, asic, UN Independent Inquiry Committee, Oil-for-Food Programme

Looking up to the UK SFO from Down Under

TRACE wrote 1 year ago: In a recent press statement, the UK Serious Fraud Office touted its accomplishments for the 2011-201 … more →

Tags: trace, Australia, BAE, bribery, corruption, Enforcement, Serious Fraud Office, SFO, Tanzania


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