Blogs about: Authorised
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FSA Client Categories
Client categorisation is an area where many people (including FSA authorised firms) are still confused. To be fair to them, it has changed a few times and there are several complications and clashing… more →
StypersonPOPE
Which Bible Version?
truthtracts wrote 1 week ago: Which Version of the Bible should I read? Today there are many so called versions of the Bible avail … more →
Ecuador's Correa claims election victory
cfdmarket wrote 3 weeks ago: (CFD.net.au – Contract for Difference, Share, Forex, ETFs, Commodities Traders) – Ecuado … more →
FSA Client Categories
Simon Webber wrote 2 months ago: Client categorisation is an area where many people (including FSA authorised firms) are still confus … more →
Three Routes to Promote a UCIS
Simon Webber wrote 2 months ago: The Financial Services and Markets Act (FSMA) imposes a restriction on unregulated collective invest … more →
Michael Jackson memorabilia auction cancelled
cfdmarket wrote 2 months ago: (CFD.net.au – Contract for Difference, Share, Forex, ETFs, Commodities Traders) – A huge … more →
Quick Guide to The Structure of a Fund
Simon Webber wrote 2 months ago: This isn’t intended to be comprehensive (if it was, it would be better written by a lawyer and … more →
FSA Sophisticated Investor and High Net Worth Individual Certificates
Simon Webber wrote 2 months ago: Some communications about financial services are restricted to ‘certified’ investors. Th … more →
Three routes to promote an Unregulated Collective Investment Scheme
Simon Webber wrote 2 months ago: The Financial Services and Markets Act (FSMA) imposes a restriction on unregulated collective invest … more →
Working In A Regulated Environment
Simon Webber wrote 5 months ago: “The rain, it raineth on the just and also on the unjust fella; but chiefly on the just, beca … more →
Interim Compliance Officer
Simon Webber wrote 5 months ago: Losing a colleague at short notice is always difficult but if your firm is FSA authorised, and the p … more →
Dreaded.
mitaemma wrote 6 months ago: some of you are authorised to comment a few of you even more than some of you but most of you are no … more →
Mutual Fund Establishment, Set-Up and Changes
blogtells wrote 1 year ago: Depending on the jurisdiction, authorisation of the management company and the other parties concern … more →
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