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Blogs about: Backdating

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The Limestone Cops -- Tips on Madoff Red Flags Never Escalated at SEC

Rick Wolf wrote 3 months ago: It’s hard to believe that with all the resources poured into government following the adoption … more →

Tags: Accountant Liability, business ethics, internal investigations, Securities Fraud, White collar crime

BACKDATING

thenaturalist wrote 4 months ago: It occurred to me that I might want to include some information in one or another of my blogs from d … more →

Brocade Backdating Stock-option Scandal on Shaky Ground.

godothuard wrote 6 months ago: The federal government’s signature prosecution in Silicon Valley’s stock-option backdati … more →

Tags: Insider Trading, option, Brocade Communications Systems

Steve Jobs Deposition on Options Backdating Scandal

godothuard wrote 7 months ago: Less than two years before, Apple had given Jobs a $90 million gift of an airplane and the largest s … more →

Tags: Insider Trading, option, Scandal, Appl, Apple, Steve Jobs

Options Backdating: 04-02-09 Take-Two Interactive Software Charged

alaskakid wrote 8 months ago: 2009-72 Washington, D.C., April 1, 2009 — The Securities and Exchange Commission today charged video … more →

Tags: financial economics, SEC, stock options

Backdating - it's illegal isn't it?

generalconsole wrote 9 months ago: Lawyers who were trained in commonwealth jurisdictions may have an ingrained concept that backdating … more →

Tags: NDA

SEC Files Settled Enforcement Actions Against UnitedHealth Group Inc. and Former General Counsel in Stock Options Backdating Case

Rick Wolf wrote 11 months ago: Litigation Release No. 20836 / December 22, 2008 The Securities and Exchange Commission filed a civi … more →

Tags: Corporate Responsibility, corporate tax, internal investigations, White collar crime, Compliance, Securities Fraud, business ethics, Criminal Investigations, general counsel

SEC: 12-22-08 United Health Group, Backdating Options

alaskakid wrote 11 months ago: Summary The Securities and Exchange Commission today filed a civil injunctive action against UnitedH … more →

Tags: financial economics, Accounting, SEC, Corporate Governance, Options, Subject Matter Experts, Sarbanes-Oxley, UnitedHealth Group, David J Lubben

Strange Bedfellows, Indeed!

masscommteacher wrote 1 year ago:   There were a number of ironies in the outcome of California’s ballot measure votes this week. And … more →

Tags: media, Politics, Crime, drugs, fraud, stock, nicholas, Broadcom, Ecstacy

Backdating Timestamps: So Awesome

Benjamin Baxter wrote 1 year ago: Any reader who has ever needed to work as much overtime as possible should understand why my free ti … more →

Tags: Week in Review, Off, topic, Reading, Blog, timestamp, Entries, Recent

Reuters: Study Shows Lower-than-Expected Settlements in Options Backdating Cases

Paul Karlsgodt wrote 1 year ago: A Reuters.com article published today summarizes a NERA Economic Consulting study on litigation invo … more →

Tags: Class Action Trends, Class Action News, stock options backdating, backdating scandal, Options backdating, backdating class action

Former CEO Greg Reyes Faces Federal Prison - What Can He Expect? Comments By Business Ethics Speaker Chuck Gallagher9 comments

chuckgallagher wrote 1 year ago: Former Brocade CEO, Greg Reyes was convicted in August 2007 of defrauding investors in the first cas … more →

Tags: Business and Personal Ethics, Prison, Chuck Gallagher, Motivational Speaker, business ethics, ethics, federal prison, Speaker, Keynote Speaker

Which GCs Are Most at Risk in Backdating Cases?

Rick Wolf wrote 1 year ago: Firm partner’s research shows that general counsel who understood backdating’s accountin … more →

Tags: White collar crime, general counsel, Criminal Law, SOX

Free Will and Consciousness

Martin Metzmacher wrote 2 years ago: The topic of free will has been a central issue since the beginning of philosophy: How do rational a … more →

Tags: Philosophy, Behaviour, Consciousness, cunningham, Delay, Free Will, libet, scott, wegner

Record Backdating Settlement Reached in Mercury Case

Rick Wolf wrote 2 years ago: By Debra Cassens Weiss A group of pension funds will receive $117.5 million to settle their class ac … more →

Tags: corporate tax, Criminal Investigations, Regulatory Compliance, business ethics, Corporate compliance, Corporate Governance, corporate counsel, ethics, White collar crime

The Backdating Option

Rick Wolf wrote 2 years ago: When corporate executives decide to secretly backdate stock options, they could be setting up their … more →

Tags: Regulatory Compliance, business ethics, Corporate compliance, Corporate Governance, Sarbanes-Oxley, ethics, Executive Compensation, Securities Fraud

Non-Feasance Leads SEC to Charge Former CFO and COO of Brocade for Illegal Backdating of Stock Options

Rick Wolf wrote 2 years ago: In a new twist to the SEC’s options backdating enforcement policy, the Securities and Exchange … more →

Tags: business ethics, Corporate compliance, Corporate Governance, ethics, Executive Compensation, Regulatory Compliance, Sarbanes-Oxley, Securities Fraud, White collar crime

Poor Internal Controls Lead to Brazen Self-Dealing: SEC Charges Former General Counsel of KLA-Tencor And Juniper for Fraudulent Stock Option Backdating

Rick Wolf wrote 2 years ago: The SEC filed its latest stock option backdating enforcement action, this time against a former gene … more →

Tags: corporate tax, business ethics, Corporate compliance, corporate counsel, Corporate Governance, ethics, Executive Compensation, Regulatory Compliance, Sarbanes-Oxley

SEC Stumbles on Privilege Waivers

Rick Wolf wrote 2 years ago: Justin Scheck The Recorder September 10, 2007 By the middle of last month, Securities and Exchange C … more →

Tags: corporate tax, Attorney-client privilege, Corporate compliance, Criminal Investigations, Executive Compensation, Regulatory Compliance, Rule 502, Securities Fraud, White collar crime


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