Tags » Compliance

Books of Accounts under Companies Act, 2013

DEFINITION

Section 2(13) defines Books of Accounts as an inclusive definition, which includes records maintained in respect of :

(i) all sums of money received and expended… 326 more words

Compliance

How Immigration Reform May Impact Your Credit Union

President Obama’s decision to grant resident status to more than 4 million undocumented aliens may well have a direct impact on your credit union’s operations and procedures. 437 more words

Regulatory

Are There Any Rules?

I have just moved to AIA and am so far loving it. Definitely a big challenge as am out of my comfort zone. The thing that has prompted this post is my AIA employment contract – in particular the section around social media.   278 more words

Life Insurance

The Strategic Use of Compliance

What is your company’s compliance strategy? By this I do not mean what is your company doing to put in a place a best practices… 1,251 more words

FCPA

Only 10% of Hospitals & Clinics Keep Their Patients’ Data Safe

According to privacy researchers at the Ponemon Institute, “Recent numbers show 90% of health care organizations have exposed their patients’ data — or had it stolen — in 2012 and 2013.” The implications of this research are far-reaching and unsettling for most consumers. 389 more words

Just Good Business Information

Compliance Lessons From Mom

Ed. Note-the below post was on the site, thefraudguy.com, which is hosted by John Hanson. I found it so moving I asked John if I could repost on my site, which he graciously allowed me to do.  1,211 more words

Compliance Programs

#FraudWeek – formulating fundamentals


Globally, we are observing the International Fraud Awareness Week (November 16 - 22, 2014) and this makes it an opportune time to reflect on our attitude toward the subject – are you really doing enough to combat fraud risks? 169 more words

Anti-corruption And Anti–bribery