Blogs about: Financial Services Act

Featured Blog

The New Regulators are No Joke — 1 comment

Jeff Herman wrote 1 month ago: April 1st was not only April fools’day but also saw the split of the tarnished Financial Services Au … more →

Tags: Change Management, Management, Strategy, regulation, financial services, Business, PRA, FCA, Martin Wheatley

The Financial Services Act 2012 (Commencement No. 2) Order 2013: provisions of the FSA coming into force on 1 April 2013

Administrator wrote 2 months ago: Sets out those provisions of the Financial Services Act 2012 which come into force on 1 April 2013. … more →

Tags: Financial services and market conduct, FCA, Financial Services Bill, FSA, PRA

What is happening to section 397 of the FSMA?

Administrator wrote 3 months ago: A useful article from Dechert, explaining what will happen to the section 397 Financial Services and … more →

Tags: Financial services and market conduct, UK Government, libor, FSMA, Financial Promotions

Banking reform

janethontoir wrote 4 months ago: Banking reform There has been much discussion since the financial crisis about how to reform the ban … more →

Tags: ICB, ring-fencing, banking reform, Independent Commission on Banking, Parliamentary Commission on Banking Standards, Financial Services (Banking Reform) Bill

Financial Services Bill receives Royal Assent

geminiwm wrote 5 months ago: New Model Adviser – 19/12/12 The Financial Services Bill, which will see the Financial Services Auth … more →

Tags: Gemini Wealth Management, Economic Issues, Corporate, FSA, treasury, FCA, PRA, financial services, Financial Services Authority

Financial services – access all areas? — 1 comment

Lucy Malenczuk wrote 5 months ago: The Government has taken an important step forward in ensuring that financial services work for olde … more →

Tags: consumers, Money Matters, Older People, Age UK, OLDER CONSUMERS, ageing society, ageing, Age Discrimination, Products

New financial services regulators confirmed

kevtheed wrote 5 months ago: The Financial Services Bill, which will deliver fundamental reform of financial regulation in the UK … more →

Tags: regulation, regulator, Bank of England, Financial Services Authority

Sir Mervyn King admits BoE failed over financial crisis

OyiaBrown wrote 1 year ago: “We did preach sermons about the risks. But we didn’t imagine the scale of the disaster … more →

Tags: Articles, Bank of England, sir mervyn king, bofe, FSA

Global Mutual Funds Investment Must Know

blogtells wrote 5 years ago: A significant number of firms, such as lawyers and accountants, who conduct investment business but … more →

Tags: fund, funds, Investment, mutual, Business, Companies, exchange, US, Securities

What is Cowboy for Caveat Emptor?

newbranch wrote 5 years ago: And who really gives a damn, me dear? Newb Ranch, a spin off sister of Venal Machinations inc. is he … more →

Tags: Snake Oil, Hokum


Related Tags
All →

Follow this tag via RSS