Writing and approving financial promotions is an extremely important part of any authorised firm’s work, whether they contain information on clients or on the firm’s own services. The FSA … more →
StypersonPOPESimon Webber wrote 4 days ago: Writing and approving financial promotions is an extremely important part of any authorised firm … more →
Simon Webber wrote 5 days ago: The Prospectus Directive is EU legislation requiring companies and funds structured as unregulated c … more →
Simon Webber wrote 2 months ago: Client categorisation is an area where many people (including FSA authorised firms) are still confus … more →
Simon Webber wrote 2 months ago: The Financial Services and Markets Act (FSMA) imposes a restriction on unregulated collective invest … more →
Simon Webber wrote 2 months ago: Some communications about financial services are restricted to ‘certified’ investors. Th … more →
Simon Webber wrote 2 months ago: The Financial Services and Markets Act (FSMA) imposes a restriction on unregulated collective invest … more →
Simon Webber wrote 4 months ago: At an early stage of planning a fund (especially if it’s going to end up as an unregulated col … more →
Simon Webber wrote 5 months ago: In 2008, the FSA made “Data Security” one of their priorities and although they do not lay down rule … more →
Simon Webber wrote 5 months ago: “The rain, it raineth on the just and also on the unjust fella; but chiefly on the just, beca … more →
Simon Webber wrote 5 months ago: Losing a colleague at short notice is always difficult but if your firm is FSA authorised, and the p … more →
Simon Webber wrote 5 months ago: When running an authorised business, or even when operating within exemptions to authorisation, it i … more →
Simon Webber wrote 1 year ago: Losing a colleague at short notice is always difficult but if your firm is FSA authorised, and the p … more →
Simon Webber wrote 1 year ago: We’ve worked on a number of property development funds recently. They have all been structure … more →
Simon Webber wrote 1 year ago: If, under the FSA’s rules you qualify as a High Net Worth Individual or a Sophisticated Invest … more →
Simon Webber wrote 1 year ago: The Financial Services Authority (FSA) categorises individual investors in a number of ways and allo … more →
Simon Webber wrote 1 year ago: IFAs are not the only route. “Unregulated Collective Investment Scheme” (UCIS) is somet … more →
Simon Webber wrote 1 year ago: Simon Webber Simon is an FSA-approved Compliance Officer, Money Laundering Reporting Officer and Dir … more →
Simon Webber wrote 1 year ago: FSA-authorised firms are required to maintain an amount of their capital in reserve. The required l … more →
Simon Webber wrote 1 year ago: When running an authorised business, or even when operating within exemptions to authorisation, it i … more →