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Blogs about: Mary Schapiro

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Same As It Ever Was1 comment

Sara McIntosh wrote 1 week ago: Just when you thought we were done with all the subprime mortgage junk—having hopefully learned our … more →

Tags: Finance, Accounting, Auditing, Rock and Roll, Let's talk about sex, SEC, Securities and Exchange Commission, Consumer Financial Protection Agency, Public Accounting Industry, shell games, financial regulation

SEC Ignorance to Lead to Folly2 comments

David Albrecht wrote 1 week ago: [Postscript:  a well placed observer has questioned the wisdom of my claiming that certain SEC commi … more →

Tags: Accounting, regulation, IFRS, SEC, Financial Accounting, Accounting Regulation, GAAP, IFRS resistance, Securities and Exchange Commission

About the New Video-Launch of InvestorGov.com

Editors wrote 2 weeks ago: Do You Trust Mary? By Dr. David Edward Marcinko; MBA [Publisher-in-Chief] Did you know that accordin … more →

Tags: financial planning, Investing, Op-Editorials, Portfolio Management, videos, David Marcinko, Financial Industry Regulatory Authority, finra, NASD

Let's Talk About Sex

Sara McIntosh wrote 2 weeks ago: On October 29, 2009, Mary Schapiro, Chairman of the U.S. Securities and Exchange Commission posted a … more →

Tags: Finance, Accounting, Auditing, Let's talk about sex, Rock and Roll, Arthur Levitt, Big Four Accounting Firms, Consumer Financial Protection Agency, financial regulation, Public Accounting Industry, Salt n Pepa

The Future of Financial Regulation1 comment

santiagochaher wrote 1 month ago: by Mary L. Schapiro, for The Harvard Law School Forum at Harvard Law School, October 29, 2009. (Edit … more →

Tags: News and Articles, 2008 - 2009 Crisis, Corporate Governance, Crisis, The Harvard Law School Forum, SEC, The Harvard Law School, Securities and Exchange Commission, CFTC

Talking Heads4 comments

Sara McIntosh wrote 1 month ago: I’m telling you, Fridays can be tricky. First of all I have the distraction of the arrival of my fav … more →

Tags: Finance, Accounting, Auditing, Rock and Roll, Reality Stranger Than Fiction, Let's talk about sex, SEC, Securities and Exchange Commission, Consumer Financial Protection Agency, shell games, financial regulation

Win, Lose or Draw

Sara McIntosh wrote 1 month ago: The last week’s events have been a mix of wins, losses and one personal item-of-note that is most li … more →

Tags: A day in the life., Finance, Accounting, Auditing, Rock and Roll, Our Precious Universe, Reality Stranger Than Fiction, Let's talk about sex, SEC, Securities and Exchange Commission, job-sharing

No Job-Sharing For the Securities and Exchange Commission (SEC)3 comments

Sara McIntosh wrote 1 month ago: I admire President Obama and his entire administration for taking on so many things at once that nee … more →

Tags: Finance, Accounting, Auditing, Let's talk about sex, SEC, Securities and Exchange Commission, job-sharing, Commodity Futures Trading Commission, Consumer Financial Protection Agency, shell games, financial regulation

Proposed Rules regarding Ratings Agencies and Flash Orders

santiagochaher wrote 2 months ago: by Mary L. Schapiro, for The Harvard Law School Forum at Harvard Law School, September 27, 2009. (Ed … more →

Tags: News and Articles, Corporate Governance, The Harvard Law School Forum, SEC, Credit Rating Agency Reform Act, Harvard Law School, Ratings Agencies, flash orders, Nationally Recognized Statistical Rating Organizations

SEC Chair Outlines Efforts Promoting Sound Corporate Governance in Line with Global Principles

santiagochaher wrote 2 months ago: by James Hamilton, for CCH Financial Crisis News Center at Wolters Kluwer, September 24, 2009. Notin … more →

Tags: News and Articles, 2008 - 2009 Crisis, Corporate Governance, G-20, SEC, Financial Stability Board, James Hamilton, financial crisis, Shareholders

When government doesn't govern1 comment

Lex wrote 2 months ago: Susan Antilla at Bloomberg has some suggestions about what we might do with the Securities & Exc … more →

Tags: Hold! Them! Accountable!, I want my money back, SEC, Bank of America, Merrill Lynch, jed rakoff

U.S. Sentate Holds Hearings On The SEC's Failure With Regard to Bernard Madoff. 1 comment

Sterling Kekoa wrote 2 months ago: Sept.10, 2009 Sen. Dodd, Chairman of the Banking Committee ♦ ♦ ♦ Fixing the U.S. Securities and Exch … more →

Tags: Business, Economy, Politics, SEC, bernie madoff, H.David Kotz, Harry Markopolos, ponzi scheme, Senate Banking Houseing and Urban Affairs Committee

Creating 'a Bigger Mess?' Battle Lines Are Drawn on the Proxy Access Rule

santiagochaher wrote 2 months ago: by Knowledge at Wharton, September 2, 2009. “Tyranny,” “incompetence” and … more →

Tags: News and Articles, Corporate Governance, David Larcker, SEC, proxy, charles elson, Securities and Exchange Commission, Shareholders, boards

SEC warns Broker Dealers

securitieslawyer wrote 3 months ago: Mary Schapiro, the Chairman of the Securities and Exchange Commission (SEC), warned in a letter to b … more →

Tags: Securities, SEC

Updated: Regulators won't back down...Tiny Tim curses out Sheila Bair and Mary Schapiro...4 comments

ginaswo wrote 3 months ago: Update from MM The regulators aren’t backing down. Excellent. …Reuters sheds more light … more →

Tags: Politics, Finance, Economy, Obama Administration, Cabinet, FDIC, Wall St, sheila bair, Johnny Cash

What's That Lassie? Little Timmy's in the Well AGAIN?

dakinikat wrote 3 months ago: Wow, it looks like Turbo Tax Timmy has gone rogue! We better send the press up to Alaska to chase do … more →

Tags: U.S. economy, Equity Markets, president teleprompter jesus, global financial crisis, Bailout Blues, The Great Recession, The Bonus Class, Ben Bernanke, CNBC

Churning Earnings

mgray12 wrote 3 months ago: By MICHAEL GRAY I am very leery of the recent market run up. With the Dow at 9,286 and the S&P a … more →

Tags: 1, Economy, Wall Street, bernanke, Citigroup, obama, Tim Geithner, Barack Obama, Europe

High Frequency Trading: Buggy Whip Deja Vu1 comment

sidoxia wrote 4 months ago: Slow Frequency Traders (SFT) Moving the Direction of the Buggy Whip Innovation can be a thorn in the … more →

Tags: Financial Markets, Trading, Wade Slome, high frequency trading, hft, ecn, Joe Saluzzi, themis Trading, Direct Edge

Progress On Naming a Chief Accountant?1 comment

David Albrecht wrote 4 months ago: Finally, some hard hitting rumor reported as news on Thursday, July 30.  According to Jesse Westbroo … more →

Tags: Accounting, regulation, Accounting Regulation, Securities and Exchange Commission, chief accountant, Jack Ciesielski, John Kroeker


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