Blogs about: Securities And Exchange Commission

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SEC lawyer issued Madoff warning in 2004 - Washington Post-

pkrf1end wrote 3 days ago: An investigator at the Securities and Exchange Commission warned superiors as far back as 2004 abou … more →

Tags: My Links, Lawyer, financial management firm, madoff, Washington Post, irregularities, superiors, securities and exchange

Week in Public Organizations, 29Jun2009

josephlogan wrote 6 days ago: Fairly quiet week last week (or maybe it was just me–or certain pop stars, sex symbols, and T … more →

Tags: Week in Public Organizations, Bureaucracy, Distrust, >DRO)))NE, federal reserve, Green Revolution, Iran, METRO, pirates

Madoff gets 150 years

James Skyles wrote 1 week ago: Bernard Madoff has been sentanced to 150 year for perpetuating a Ponzi Scheme which may have cost co … more →

Tags: madoff, ponzi, SEC, securities investor protection corporation, SIPC

Fed engaged in "cover-up" of BOA-Merrill deal-lawmaker

Mike wrote 1 week ago: And we’re being asked to make the Federal Reserve a “super regulator” and give the … more →

Tags: General, Politics, obama, Congress, bernanke, constitution, Bank of America, Merrill Lynch, Darrell Issa

Fed fools SEC in banks' shotgun wedding

josephlogan wrote 1 week ago: File under “shotgun marriages”: Rep. Darrell Issa said the Federal Reserve “engaged in … more →

Tags: Current Events, Bureaucracy, Bank of America, Darrell Issa, federal reserve, Merrill Lynch

Morning Movers - ALVR - Italy Produces a Mobile WiMaX

wfws123 wrote 1 week ago: After Hours Report – ALVR – Italy Produces a Mobile WiMaX Network Under Agreements of Ar … more →

Tags: Investment, Stock Market, Finance, Business, Private Securities Litigation Reform Act, Securities Exchange Act of 1934, U-S-securities-and-exchange-commission, Securities Act of 1933, Form 10-K

Indictments Come Down on Stanford1 comment

channotes wrote 2 weeks ago: A Texan banker, R. Allen Stanford, who through his company, Stanford Financial Group swindled severa … more →

Tags: Business, United States/North America, Allan Stanford, Indictment, R. Allen Stanford, Stanford Financial Group, Texas, Venezuela

Obama Speaks on Accounting

David Albrecht wrote 2 weeks ago: In a report issued Wednesday, June 17, the Obama administration touched on its vision for regulation … more →

Tags: Accounting, IFRS, regulation, Accounting Regulation, G-20, GAAP, obama, Volcker

The Daily Habit: Business

the115 wrote 2 weeks ago: Obama Sets New Financial Rules http://news.yahoo.com/s/ap/20090617/ap_on_go_pr_wh/us_financial_over … more →

Tags: News, Politics, History, Business, Barack Obama, Finances, federal reserve

Sweepting Changes for the SEC and CFTC

James Skyles wrote 2 weeks ago: The White House today released a “white paper” outlining their plans for reform for the … more →

Tags: ponzi, reform, regulation, SEC, Securities Exchange Commission, Securities Law, Transparency, CFTC, Stock Market

Chicago White Sox and a Ponzi Scheme

James Skyles wrote 2 weeks ago: The Securities and Exchange Commission today obtained a court order ending a $11 millions ponzi sche … more →

Tags: SEC, Securities Law, ponzi, Chicago White Sox, David Hernandez, Chicago Sports Webio, Mike North

IASB Could Lose European Standard Setting Role1 comment

David Albrecht wrote 3 weeks ago: I don’t know how much credibility to attach to the following reports from the UK’s GAAPw … more →

Tags: Accounting, regulation, IFRS, SEC, Accounting Regulation, Tom Selling, Charles Niemeier, Niemeier, Anti-IFRS

Yet Another Ponzi Scheme

James Skyles wrote 3 weeks ago: This time two it involves California men allegedly involved in a $80million Ponzi scheme.  The SEC i … more →

Tags: definitions, madoff, ponzi, SEC, Securities Exchange Commission, Securities Law

Madoff Victims and the Securities Investor Protection Corporation2 comments

James Skyles wrote 3 weeks ago: The New York Times online has an article on how Madoff Victims may be compensated.  Included is a br … more →

Tags: definitions, madoff, ponzi, Securities Exchange Commission, Securities Law, regulation

SEC worst favored Government Agency

James Skyles wrote 4 weeks ago: People are frustrated with the government.   Bailout money, increased national debt, tax hikes, wire … more →

Tags: madoff, regulation, SEC, Securities Exchange Commission, Shapiro

Lawmakers eyes "Naked" Short Selling

James Skyles wrote 1 month ago: No, naked short selling has nothing to do with the flashy jackets traders wear on trading room floor … more →

Tags: definitions, regulation, Securities Exchange Commission, SEC

Great Post on Basic Securities Law

James Skyles wrote 1 month ago: The FindLaw Blotter , a criminal law blog hosted on findlaw.com as a wonderful post on the basics of … more →

Tags: definitions, Securities

New Position at the SEC, Chief Operating Officer

James Skyles wrote 1 month ago: So, as part of the reforms of the Securities and Exchange Commisssion, a new position has been creat … more →

Tags: reform

Who Is the Chief Accountant?2 comments

David Albrecht wrote 1 month ago: It has taken an extremely long time for SEC Chair Mary Schapiro to decide on a Chief Accountant.  It … more →

Tags: Accounting, regulation, Charles Niemeier, chief accountant, Jack Ciesielski, James Kroeker, jane adams, Mary Schapiro, Wayne Carnall


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