Blogs about: Unregulated Collective Investment Scheme
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Prospectus Exemptions... myths & misunderstandings
We see a lot of clients who really want to avoid having to prepare a prospectus. Sometimes, I’m not sure all the effort is worthwhile and it may be better to take another look at the costs and … more →
StypersonPOPE
Prospectus Exemptions... myths & misunderstandings
wrote 2 months ago: We see a lot of clients who really want to avoid having to prepare a prospectus. Sometimes, I … more →
Who needs to be FSA Authorised?
wrote 2 months ago: As is so often the case with regulation, it’s almost impossible to get an answer to a simple q … more →
Preparing & Verifying Financial Promotions
wrote 5 months ago: Writing and approving financial promotions is an extremely important part of any authorised firm … more →
Raising Funds under Prospectus Directive Exemptions
wrote 5 months ago: The Prospectus Directive is EU legislation requiring companies and funds structured as unregulated c … more →
Three Routes to Promote a UCIS
wrote 7 months ago: The Financial Services and Markets Act (FSMA) imposes a restriction on unregulated collective invest … more →
Quick Guide to The Structure of a Fund
wrote 8 months ago: This isn’t intended to be comprehensive (if it was, it would be better written by a lawyer and … more →
FSA Sophisticated Investor and High Net Worth Individual Certificates
wrote 8 months ago: Some communications about financial services are restricted to ‘certified’ investors. Th … more →
Planning a Fund
wrote 10 months ago: At an early stage of planning a fund (especially if it’s going to end up as an unregulated col … more →
Property Funds - Investment & Development
wrote 1 year ago: We’ve worked on a number of property development funds recently. They have all been structure … more →
Investor Certificates
wrote 1 year ago: If, under the FSA’s rules you qualify as a High Net Worth Individual or a Sophisticated Invest … more →
Certified High Net Worth & Sophisticated Investors
wrote 1 year ago: The Financial Services Authority (FSA) categorises individual investors in a number of ways and allo … more →
Marketing an Unregulated Collective Investment Scheme
wrote 1 year ago: IFAs are not the only route. “Unregulated Collective Investment Scheme” (UCIS) is somet … more →
