Tags » Broker-Dealer

Going Independent: Tech Series (Part 6) - Putting the Pieces Together

Throughout this series, several pieces of the technology puzzle have been examined individually, focusing on specific solutions to specific problems. Integrating solutions has been a thread throughout these posts. 1,621 more words

Going Independent Tech Series

Be careful when using “finders” to raise capital for your startup company

Many businesses, including startup companies and real estate funds, are tempted to employ individuals and companies to aid in the fundraising process. These individuals or companies are typically called “finders” and their role is to aid in the capital raising process. 418 more words

Equity Financing

Selling Broker Dealers and Books of Business Part - 3

Financial Advisor Placement Services is the Premier Placement firm in our industry!

Financial Advisor Placement Services was founded in 2009 by Shawn Smith to meet the needs of the financial advisor who is considering a move to an Independent Broker Dealer.  586 more words

Broker Dealers

Financial Advisor Placement Services Part – 1

Independent Broker Dealer Associations

NAIBD. . . National Association of Independent Broker Dealers

The purpose of the National Association of Independent Broker Dealers is to positively impact rules regulations, and legislation by facilitating a consistent, productive relationship between industry professionals and regulatory organizations and by providing education and member benefits for Broker Dealers. 418 more words

Broker Dealers

Independent Broker Dealer List Part – III

Shawn K. Smith is the Principal of Financial Advisor Placement Services and  founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  462 more words

Broker Dealers

Advisors Changing Broker Dealers Part –III

Shawn K. Smith is the Principal of Financial Advisor Placement Services and  founded it in 2009.  Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time.  628 more words

Broker Dealers

Independent Broker Dealers No Minimum Production Part - I

Financial Advisor Placement Services is the premier financial advisor placement firm, that specializes in representing only financial advisors.  There is no cost to the Advisor! 775 more words

Broker Dealers