Shawn K. Smith is the Principal of Financial Advisor Placement Services and founded it in 2009. Shawn has 23 years of investment industry experience and has worked directly with Financial Advisors during this time. 473 more words
Tags » Broker-Dealer
We work closely with many broker dealers, where we know the key decision makers well. We will familiarize you with these firms so that you can understand their culture, products, platforms, and introduce you to their key executives. 538 more words
Top-tier Financial Institution that focuses on electronic trading is seeking an Accounting Manager to join their firm.
The primary responsibilities of the Accounting Manager will be taking ownership of financial reporting function. 333 more words
On August 15, the Financial Industry Regulatory Authority (FINRA) issued a regulatory notice adopting a requirement that U.S. registered broker-dealers collect margin on To-Be-Announced (TBA) transactions (FINRA Rule 4210). 1,972 more words