Tags » Exchange Traded Fund

Paul Hastings discusses SEC Proposal to Enhance Reporting by Investment Companies and Investment Advisers

On May 20, 2015, the Securities and Exchange Commission (“SEC”) proposed a set of rules, forms and amendments to that would expand and update certain reporting and disclosure obligations of registered investment companies… 2,378 more words

Securities Regulation

4 July 2015 (AFR) - Exchange traded funds threaten the mainstream

(4 July 2015, AFR, p28, by Jonathan Shapiro)

‘Exchange traded funds have rightly been labelled one of the greatest innovations in the funds management industry. In Australia they’re finally beginning to catch on, in a system that was never set up to aid their growth. 43 more words

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