Tags » Financial Services Act

The New Regulators are No Joke

April 1st was not only April fools’day but also saw the split of the tarnished Financial Services Authority into the  Prudential Regulation Authority (PRA), now  part of the Bank of England, and the Financial Conduct Authority (FCA) an independent regulatory body.   541 more words

Change Management

What is happening to section 397 of the FSMA?

A useful article from Dechert, explaining what will happen to the section 397 Financial Services and Markets Act 2000 “misleading statements and practices” offence when the Financial Services Act 2012 comes into force in April 2013. 59 more words

Financial Services And Market Conduct

Financial Services Bill receives Royal Assent

New Model Adviser – 19/12/12

The Financial Services Bill, which will see the Financial Services Authority disbanded and replaced with new regulators the Financial Conduct Authority and Prudential Regulation Authority, has received Royal Assent. 69 more words

Gemini Wealth Management

New financial services regulators confirmed

The Financial Services Bill, which will deliver fundamental reform of financial regulation in the UK, received Royal Assent today. The Bill, which has now become an Act of Parliament, will be known as the Financial Services Act. 99 more words


Sir Mervyn King admits BoE failed over financial crisis

“We did preach sermons about the risks. But we didn’t imagine the scale of the disaster that would occur when the risks crystallised,” he said. 124 more words


What is Cowboy for Caveat Emptor?

And who really gives a damn, me dear?

Newb Ranch, a spin off sister of Venal Machinations inc. is here to guide you through the maze of financial conundrums and considerations, with the aim of profiting those that are truly aware. 21 more words

Financial Services Act