Tags » Financial Services Bill

Sketches from parliament - the Wild Thornberry

11th December 2013, Financial Services (Banking Reform) Bill

Ah, Christmas! Don’t you just love it? Putting up the tree, buying the presents, getting punched in the face at the checkouts for buying the last of those weird Darth Vader Mr. 661 more words

Politics

FSA fines Lamprell plc £2.4 million for systems and controls failings; first fine under the regulator's new market capitalisation penalty policy

The Financial Services Authority has announced that it is fining Lamprell plc 2,428,300 for systems and controls failings. The press release is here and the Final Notice… 571 more words

Regulators

FCA's market powers, decision making procedures and penalties policies: consultation paper

The Financial Services Authority issued on 18 December 2012 a consultation paper (CP12/37) on the FCA’s market powers, decision making procedures and penalties policies. Press release… 262 more words

Financial Services And Market Conduct

The Financial Services Bill is now the Financial Services Act

The Bill received Royal Assent on 19 December 2012, becoming the Financial Services Act 2012.

HM Treasury confirmed on the same day that the Prudential Regulation Authority and the Financial Conduct Authority will start work on 1 April 2013: i.e. 27 more words

Financial Services And Market Conduct