Tags » Financial Services

How Fintech Could Cause a Revolution in Compliance - Risk & Compliance Journal. - WSJ

Compliance in financial services could be revolutionized by financial technology, which holds the potential of making the processes more efficient for firms and regulators alike, according to Jude Scott, chief executive of Cayman Finance. 14 more words

Financial Services

Government Giving In to Banks

In the past, I have written about how the financially disadvantaged in our communities are the demographic that would probably benefit most if they were able to access financial advice services. 958 more words

A New and Better AML Regime?

By Carol Beaumier, Executive Vice President and Managing Director
Regulatory Compliance Practice

On February 16, 2017, The Clearing House (a banking association and payments company that is owned by twenty-five of the largest commercial banks) released a report entitled… 1,138 more words

Regulatory Compliance

Regulatory Activity Unabated Despite Uncertain Regulatory Outlook

By Steven Stachowicz, Managing Director
Risk & Compliance

A month into the new U.S. administration, it’s clear that the political landscape is shifting. The administration has issued executive orders calling for a review of existing laws and regulations based on how they promote certain “core principles” related to the regulation of the U.S. 633 more words

Financial Services

How Can You Decide It is time to get Rid of your Old Accountant firm?

How would you know whether the bookkeeper you’ve employed is truly justified, despite all the trouble? A decent one will save you cash, help sort out your funds, and if in any case you are maintaining a business, can help you settle on better-educated choices. 435 more words


Merchant Lending Programs

Get Instant Capital for Your Business

A common myth is that you can’t obtain small business loans with bad credit. That’s simply not true. The Small Business Administration (SBA) directly addresses the problem of bad credit on their website due to the severity of the problem. 451 more words

Business Capital