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Ontario and New Brunswick regulators to proceed with 'best interest' standard for investment advisors

Canada’s largest capital markets regulator is determined to go-it-alone in introducing a best-interest standard to govern the relationship between investment advisers and the clients.

The provincial regulator will have the support of its counterpart in New Brunswick, but all other provinces are concerned about or have abandoned even studying the higher standard being adopted in comparable jurisdictions such as Australia and the United Kingdom. 432 more words

FP Street

Bay Street stalwarts Howard Wetston and Sabi Marwah make list of Senate appointments

Two Bay Street stalwarts are on the list of new Senate appointment recommendations Prime Minister Justin Trudeau unveiled Monday: Howard Wetston, former chair of the Ontario Securities Commission, and Sabi Marwah, who was a longtime senior executive of Bank of Nova Scotia. 579 more words