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Investor advisory panel tells OSC it's failing to address 'inadequate' and 'outdated' regulatory standards

A panel that advises the Ontario Securities Commission on investor protection issues said Tuesday the regulator has failed to address “inadequate and outdated regulatory standards” on investing advice, and urged quick action to provide “fair, independent complaint handling” and binding compensation. 334 more words

FP Street

Monica Kowal takes on vice-chair role at Ontario Securities Commission

Monica Kowal, general counsel at the Ontario Securities Commission since 2004, has been appointed vice-chair of the regulator.

She replaces Mary Condon, who will remain a part-time OSC commissioner but has returned to a previous position at Osgoode Hall Law School. 168 more words

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