Tags » Internal Controls

Assessing Internal Controls, Part III

In this blog post I conclude my exploration of how you should assess your compliance internal controls using the Committee of Sponsoring Organization of the Treadway Organization (COSO), publication “ 1,349 more words

FCPA

Assessing Internal Compliance Controls - Part II

In this blog post I continue my exploration of how you should assess your compliance internal controls using the Committee of Sponsoring Organization of the Treadway Organization (COSO), publication “ 1,334 more words

FCPA

Assessing Compliance Internal Controls - Part I

I have recently detailed the COSO 2013 Framework in the context of a best practices compliance regime. However there is one additional step you will need to take after you design and implement your internal controls. 1,230 more words

FCPA

Ownership, disposal, and transition

Managing information transfers when an employee leaves or moves within an organization is part of information governance (and, of course, knowledge management). So, too, is disposal of information when retaining it is no longer required.  116 more words

Risk

COSO and Internal Controls - Part V

This post concludes my exploration of internal controls and how companies can demonstrate compliance with the internal controls requirement under the Foreign Corrupt Practices Act (FCPA) by adhering to the Committee of Sponsoring Organizations of the Treadway Commission (COSO) 2013 Framework. 1,120 more words

FCPA

COSO and Internal Controls - Part IV

This post continues my exploration of internal controls and how companies can demonstrate compliance with the internal controls requirement under the Foreign Corrupt Practices Act (FCPA) by adhering to the Committee of Sponsoring Organizations of the Treadway Commission (COSO) 2013 Framework. 1,247 more words

FCPA

COSO and Internal Controls - Part III

This post continues my exploration of internal controls and how companies can demonstrate compliance with the internal controls requirement under the Foreign Corrupt Practices Act (FCPA) by adhering to the Committee of Sponsoring… 1,143 more words

FCPA