Tags » Securities Exchange Commission

Are the NASDAQ Systems Up To It? Do the Auditors Know?

All of the banter surrounding Facebook’s IPO has reminded me of what I’ve been “preaching” for years. And, repetitious as it may be in my mind, I’m wondering if anyone is listening. 20 more words

Tech-Audit.com Article

Are the NASDAQ Systems Up To It? Do the Auditors Know?

All of the banter surrounding Facebook’s IPO has reminded me of what I’ve been “preaching” for years. And, repetitious as it may be in my mind, I’m wondering if anyone is listening. 20 more words

Tech-Audit.com Article

Nigerian Capital Market: SEC Summons 6 Directors Over Complaints On N300m Investors’ Funds

SEC summons six directors over complaints on N300m investors’ funds

Lagos (Vanguard) — THE Securities and Exchange Commission, SEC, yesterday, directed six directors of Transglobe Investment & Finance Company Limited to appear before it for an alleged unresolved complaints by investors worth more than N300 million against the company . 171 more words

NSE

Harmonised Code of Corporate Governance for Private Sector in Nigeria, 2016: Highlights and salient provisions

A milestone has been achieved in Nigeria’s Corporate Governance landscape with the commencement of the much anticipated National Code of Corporate Governance from October 17, 2016. 901 more words

Corporate Governance

Culture & Ethics : Galleon Group and McKinsey insider trading case

Remember the Rudyard Kipling saying I mentioned in the last blog ? It was about the six serving men he had- the What and Why and When and How and Where and Who. 766 more words