Tags » Securities Exchange Commission

Nigerian Capital Market: SEC Summons 6 Directors Over Complaints On N300m Investors’ Funds

SEC summons six directors over complaints on N300m investors’ funds

Lagos (Vanguard) — THE Securities and Exchange Commission, SEC, yesterday, directed six directors of Transglobe Investment & Finance Company Limited to appear before it for an alleged unresolved complaints by investors worth more than N300 million against the company . 171 more words


Harmonised Code of Corporate Governance for Private Sector in Nigeria, 2016: Highlights and salient provisions

A milestone has been achieved in Nigeria’s Corporate Governance landscape with the commencement of the much anticipated National Code of Corporate Governance from October 17, 2016. 901 more words

Corporate Governance

Culture & Ethics : Galleon Group and McKinsey insider trading case

Remember the Rudyard Kipling saying I mentioned in the last blog ? It was about the six serving men he had- the What and Why and When and How and Where and Who. 766 more words

Snapchat is working on an IPO

Snap Chat., the organization once known as Snapchat, is taking a shot at a first sale of stock for March that would esteem the organization at $25 billion, as per The Wall Street Journal. 654 more words

Stock Market

What's Wall Street Foe Barney Frank Doing Working for a Bank?

The name “Barney Frank” grits the teeth of a lot of people in banking. Many are only too eager to proclaim how much they loathe his signature piece of legislation (the Dodd-Frank Wall Street Reform and Consumer Protection Act). 2,847 more words


Hey, SEC & DOJ: Why haven't you helped us little investors?

If the SEC and DOJ are as honest as President Obama says they are, they will investigate

(1) Tom Taulli who wrote the Box Inc. (BOX) et al. 1,555 more words

Fifty Large to $221.00?

What I took as a scathing article appeared on People.com regarding Tom Biscardi’s public venture, “Bigfoot Project Investments, Inc. (BFII), Stock Ticker BGFT listed on NASDAQ, which referenced a CNBC article, but more on that in a minute. 1,225 more words