Tags » Securities Regulation

Join the Trump resistance: save quarterly reporting now!

The ever-spreading Trumpian sludge finds its way to the world of financial reporting

This came in a tweet (what else?) on August 17th, as follows: 900 more words


CFTC Unveils Blueprint for Swaps Rules Reboot

President Trump has declared the Dodd-Frank Act a “disaster” and has promised to drastically overhaul it.  But the Trump-nominated CFTC Chairman, J. Christopher Giancarlo, has so far shown a more measured approach to Dodd-Frank reform. 823 more words


Ontario regulator on the lookout for 'short and distort' campaigns that aim to drive down stock prices

Activist short-selling campaigns have shaken stock prices and grabbed headlines in Canada this year, leading some observers to question whether the country’s securities regulators are doing enough to police both the companies accused of a range of flaws and the short sellers whose commentary on social media can now move markets. 1,346 more words


Initial Coin Offerings - Emerging Practices, Risk Factors, and Red Flags


Wulf A. Kaal & Marco Dell’Erba


Initial Coin Offerings (ICOs) are the most efficient means of financing entrepreneurial initiatives in the history of capital formation. 4,709 more words

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