Tags » U-S-securities-and-exchange-commission

MDC Partners CEO Miles Nadal stepping down amid expense investigation

Miles Nadal spent more than three decades doing his best to get noticed as the high-flying chief executive of MDC Partners Inc. But this week, amid a probe by the U.S. 819 more words

FP Street

Pre-IPO tech stock sales investigated by regulators

A new investigation launched by U.S. securities regulators is looking into the sale of private technology stocks to determine if certain hedge funds and other investors are improperly trading those shares. 224 more words


Report: Port Authority Officials Hiring Lawyers As Investigations Continue Into Use Of Toll Money

NEW YORK (CBSNewYork)Port Authority officials are lawyering up — a sign the investigations into four major road projects are advancing.

Both the Manhattan district attorney’s office and the U.S. 140 more words


Bruton Smith cedes additional Speedway Motorsports Inc. voting power to three sons

Speedway Motorsports Inc. founder Bruton Smith, who holds just over 70 percent of the company’s voting stock, has ceded greater voting power in the company to his three sons. 221 more words

Swiss trader pays $2.85 million in Apple insider-trading case

The Securities and Exchange Commission today announced that a Swiss trader has agreed to pay more than $2.8 million to settle charges that he traded on nonpublic information ahead of a Florida-based biometrics company’s acquisition by Apple Inc. 354 more words


Apple’s first ever Japanese bond sale will raise more than had been previously estimated. An SEC filing reveals that the sale will raise ¥250B ($2B), more than the ¥200 billion ($1.6B) which had been… 166 more words

AAPL Company

A Reputational Theory of Corporate Law

How does corporate law matter? My recent paper suggests that the main impact of corporate law is not in imposing sanctions, but rather in producing information. 1,221 more words

Securities Regulation