NEW YORK (CBSNewYork) — Barclays Capital and Credit Suisse Securities have agreed to pay a combined $154.3 mllion to the state of New York and the… 229 more words
Tags » U-S-securities-and-exchange-commission
SEC backs shareholder's call for vote on accelerating diversity among Apple's directors & senior execs
Update: Apple has decided to include the resolution, but recommends voting against it, arguing that its existing diversity policies cover appointments at all levels within the company. 360 more words
Shopify Inc., which had one of the best-performing North American technology IPOs of the year, transformed itself through the process, says CFO Russ Jones.
Six months after the dual listing on the TSX and NYSE, which was oversubscribed and raised $131 million, the Ottawa-based company has grown its merchant base to 200,000 with $1.9 billion worth of orders, boosted its profile and attracted senior talent. 651 more words
By Oliver Renick and Cynthia Koons
Valeant Pharmaceuticals International Inc. shares gained after stock commentary site Citron Research said it won’t release new allegations against the drugmaker, whose shares have plummeted amid scrutiny of its business practices. 531 more words
Canadian regulators will tell you they have been making progress by securing new measures to recover funds for investors who lose money to dubious schemes and malfeasance in the capital markets. 1,381 more words
IBM disclosed that the U.S. Securities and Exchange Commission is conducting an investigation related to the technology seller’s revenue recognition.
International Business Machines Corp. said Tuesday it learned in August that the SEC is looking into the accounting treatment of certain transactions in the U.S., the U.K. 219 more words