Tags » U-S-securities-and-exchange-commission

Barclays Capital, Credit Suisse Reach Settlements With Attorney General, SEC Over 'Dark Pools'

NEW YORK (CBSNewYork) — Barclays Capital and Credit Suisse Securities have agreed to pay a combined $154.3 mllion to the state of New York and the… 229 more words


SEC backs shareholder's call for vote on accelerating diversity among Apple's directors & senior execs

Update: Apple has decided to include the resolution, but recommends voting against it, arguing that its existing diversity policies cover appointments at all levels within the company. 360 more words

AAPL Company

A behind the scenes look at Shopify’s successful initial public offering

Shopify Inc., which had one of the best-performing North American technology IPOs of the year, transformed itself through the process, says CFO Russ Jones.

Six months after the dual listing on the TSX and NYSE, which was oversubscribed and raised $131 million, the Ottawa-based company has grown its merchant base to 200,000 with $1.9 billion worth of orders, boosted its profile and attracted senior talent. 651 more words


Valeant shares rebound after Citron holds off new allegations

By Oliver Renick and Cynthia Koons

Valeant Pharmaceuticals International Inc. shares gained after stock commentary site Citron Research said it won’t release new allegations against the drugmaker, whose shares have plummeted amid scrutiny of its business practices. 531 more words


The OSC has introduced steps to help recover funds for wronged investors, but are they enough?

Canadian regulators will tell you they have been making progress by securing new measures to recover funds for investors who lose money to dubious schemes and malfeasance in the capital markets. 1,381 more words

FP Street

IBM Corp says the SEC is probing its accounting practices on revenue

IBM disclosed that the U.S. Securities and Exchange Commission is conducting an investigation related to the technology seller’s revenue recognition.

International Business Machines Corp. said Tuesday it learned in August that the SEC is looking into the accounting treatment of certain transactions in the U.S., the U.K. 219 more words

FP Tech Desk

IBM Under SEC Investigation for Accounting Practices

IBM is under investigation by the U.S. Securities and Exchange Commission over its accounting practices, according to a regulatory filing. Shares dropped in the wake of the disclosure. 299 more words